Broker Check
Cindi Ray

Cindi Ray

VP Operations

Licenses and registrations held: FINRA Series 7, 63 registration & Notary Public.

Cindi started in the securities industry in 1993. She started out as a sales assistant and began training in operations; in 1996 she Operations Manager at UBS. Cindi has always enjoyed the client services side of the business so in 2001 when she was approached by Scott to join PCM the answer was obvious. Her driving factor for joining this brand-new business was the clients. She knew without a doubt that in a smaller company clients would be more than just a number. Today Cindi is a key contact for Scott’s clients and PCM operations. She ensures the needs of clients are met and their investment business is processed and serviced in a professional timely fashion. If you have any questions about your account Cindi is your go to!